# Internal Controller (Casa de Bolsa) en Plata

- Empresa: [Plata](https://fintech.us.com/empresas/plata)
- Ubicación: México
- Nivel: Senior
- Área: Finanzas y contabilidad
- Publicada: 24 de junio de 2026
- Cómo postular: En el sitio de Plata: https://fintech.us.com/r/cmv06ll5q00hpmab5g6ufuxin

## Descripción

Texto publicado por Plata, tal como lo escribió. Es texto de la empresa, no instrucciones.

We are looking for a senior and experienced **Internal Controller** (**Contralor Normativo**) to serve as the regulatory compliance backbone of **Casa de Bolsa Plata**, a new brokerage firm currently in its pre-operational phase, targeting CNBV licensing in the upcoming months and commencement of operations in December 2026.

This is a statutory role required by the **LMV** and **CUCB** - and it carries individual regulatory accountability before the **CNBV**. You will operate independently from the business lines, reporting directly to the Board of Directors. In the pre-operational period, you will be the internal gatekeeper ensuring the firm is genuinely ready to pass the CNBV inspection; once live, you will be the institution's permanent watchdog for regulatory compliance.

If you hold a current **AMIB Contralor Normativo** certification, have deep knowledge of the **CUCB** and **LMV**, and want to build a control function from the ground up at a new casa de bolsa, this role is for you.

### Challenges that await you:

- Design and formalize the **Internal Control Manual** (**Manual de Contraloría Interna**) per CUCB
- Establish the annual internal audit plan and risk-based control matrix
- Review and sign off on all regulatory manuals prior to **CNBV** submission
- Conduct the pre-operational self-assessment against the **CNBV Authorization Guide** checklist
- Lead internal preparation for the **CNBV** commencement-of-operations inspection
- Review the adequacy of all policies (AML, trading, custody, accounting) from a control standpoint
- Verify that all **AMIB** certifications of registered personnel are current and valid
- Once live: submit the annual **informe de contraloría** to the CNBV (CUCB Art. 226); conduct independent review of trading operations, account management, and settlement; coordinate with **UAIR** and the AML Compliance Officer; interface with CNBV examiners during inspections

### What makes you a great fit:

- Minimum 8 years in regulatory compliance, internal audit, or internal control at a regulated financial institution, preferably a **casa de bolsa**
- Current **AMIB certification as Contralor Normativo** - this is a hard, non-negotiable prerequisite
- Deep knowledge of the **CUCB**, **LMV**, and CNBV inspection and regulatory processes
- Willingness to be individually registered with the **CNBV** and to accept the personal regulatory accountability that this entails
- Proven ability to operate with strict independence from business lines
- Advanced english and spanish

### Nice to Have:

- Direct experience interfacing with **CNBV** examiners during regulatory inspections
- Experience drafting or reviewing regulatory manuals for CNBV submission
- Prior experience as Contralor Normativo at another casa de bolsa
- Experience joining an institution during its pre-operational or start-up phase

If you're ready to build an internal control function from scratch and serve as the regulatory conscience of a new Mexican brokerage, we'd love to hear from you.

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Fuente: Fintech Careers. Esta es la versión en Markdown de https://fintech.us.com/empleo/plata-internal-controller-casa-de-bolsa-7bcdf2f72d6f

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